Operations and Technology

With the increasing focus on cost, operational efficiency and regulation, investment managers often find process and operational optimization at the forefront of their minds. We can help in designing and re-defining key processes and systems to support their business strategies, and perform more detailed reviews to improve the efficiency and effectiveness of existing operations and processes while reducing operational risk.

Key services offered include:

• Design and implementation of front, middle and back office processes;
• Trade flow design and straight through processing optimization;
• Design of internal and external reports including client statements and fund fact sheets;
• Review of internal procedures and recommend solutions to minimize operational risk;
• Review and update service providers’ operating memorandum;
• Review of internal risk control environment
• Internal audit risk assessments
• Drafting of risk-based internal audit plans
• Asset/portfolio management system selection and implementation
• Review of IT infrastructure
• Design/ implementation & testing of business continuity plans